Approved List

  

Categories: IPO, Trusts and Estates

If you're on the approved list at a club, you can probably sweep into the VIP lounge without having to wait in line. If your company is on an approved list at a money manager's office, your shares could end up in an investment portfolio.

Active money managers have an "approved list" written out (or at least in mind) to purposely choose and limit the securities they can put in a fund. For example, a money manager might have a fund that's advertised as an ethical fund. That might mean no "sin stocks" get put on the list: no tobacco, no adult entertainment stocks, you get the point. For these guys, SmokeBombNightGuzzle Corp. would likely not be on the approved list.

Related or Semi-related Video

Finance: What is Capital Appreciation (M...10411 Views

00:00

Finance a la shmoop what is capital appreciation as in the sense of an

00:07

investment fund or a mutual fund you know that is like what does it mean to

00:12

have a mutual fund with a focus on capital appreciation all right people

00:17

think more, more assets all right you have capital and yes you [Woman with a vault full of money]

00:22

appreciate having that capital but you'd appreciate it more if there was more of

00:27

it like it appreciated so a capital appreciation fund is one which focuses

00:32

on just growing the assets bigger and bigger don't really care how the capital

00:37

gets grown don't necessarily need dividends don't necessarily need minimum

00:41

p/e ratios don't necessarily need balance sheet covenants on the

00:46

investments you make don't care if it's exposed to the Venezuelan oil companies [Venezuela city landscape]

00:51

or the Australian dollar in a cap app fund well you just want the dough to [Money falls into flower pot]

00:55

grow and this ethos is in contrast to other flavors of funds which for example

01:01

need to throw off cash in the form of dividends like in a growth and income

01:06

fund or interest like in a bond fund like you know it's cash people need to

01:11

live on right so those have to do a capital appreciation does not so what's

01:14

a typical investment in a capital appreciation fund well usually be

01:18

something like a mega trend tech stock that just grows or appreciates with time [Man typing on laptop]

01:23

and really doesn't throw off much if any of a dividend like Amazon, Netflix

01:27

Facebook, Google those guys so think of a capital appreciation fund is the body [Man wearing underpants in a locker room]

01:32

builder of the mutual fund world it just wants to grow everywhere

Up Next

Finance: What is a Diversified Mutual Fund?
20 Views

What is Diversified Mutual Fund? Diversified mutual fund allow individual investors to obtain the benefits of risk mitigation through diversificati...

Finance: What Are Mutual Funds?
189 Views

What are mutual funds? Mutual funds are an aggregation of stocks, professionally managed for a "small" fee. Investors wanting exposure to a given a...

Finance: What is Modern Portfolio Theory?
4 Views

Modern Portfolio Theory claims there's a smart way to invest. If it's not "put all your money under your mattress," we might be doing it wrong...

Finance: What is an Approved List?
10162 Views

What is an Approved List? Investors give approved lists to their fund managers (brokers). These lists tell the broker what investments they can mak...

Find other enlightening terms in Shmoop Finance Genius Bar(f)