Direct-Access Broker

  

Categories: Trading, Stocks, Bonds

If you’ve heard of a full-service broker...you know, the ones that offer investing advice and supposedly have some legit research up their sleeves...a direct-access broker is on the opposite end of the broker scale.

Direct-access brokers are efficient AF. Their priority is speed and order execution via high-tech software (electronic communication networks), and they don’t offer investment advice straight up. Direct-access brokers are more of a surrogate for their clients, giving them direct access to trade on markets they otherwise wouldn’t be able to trade on as easily.

Direct-access brokers have really given full-service brokers a run for their money, with low fees and extras, like interactive charts, streaming quotes, and other real-time features technology and the internet have given us.

Related or Semi-related Video

Finance: What is a Full-Service Broker?3 Views

00:00

Finance a la shmoop what is a full-service broker? full-service

00:08

"everything" close relative of the bulge bracket remember those guys want

00:14

to trade stocks here at this full service brokerage well you got it [Clipboard appears with checklist]

00:18

how about trading some bonds yep need investment advice hoo you bet we got rap

00:23

accounts here too does it have to be good advice well it's different gonna

00:27

retire well they'll suggest Goodyear or fire stone or Michelin if they're you

00:32

know socialist and European gonna quit working and play golf all day well then [Man playing golf]

00:37

a full service broker has advice for that as well want tax planning yep

00:42

referrals to other professionals like estate planning lawyers and that kind of

00:46

stuff got a kid heading to college in a decade all right well it's time to talk

00:50

529 savings plan got a grandparent dying soon whoo time to talk IRA distributions

00:56

and charity need Warriors tickets yeah what well they're full service they just

01:02

build they'll charge you for it but they're full full something [State Warriors basketball team playing a game]

Up Next

Finance: What is Electronic Communication Network (ECN)?
12 Views

What is Electronic Communication Network (ECN)? In order to facilitate the exponential increase of trading volume in the markets, any financial ins...

Finance: What is a Floor Broker v. Floor Trader
13 Views

What is a Floor Broker vs. Floor Trader? Both floor brokers and floor traders execute trades on the exchange floor, the difference is who they exec...

Finance: What does a stock broker do?
19 Views

What does a stockbroker do? Stockbrokers use money from investors to invest in the stock market. Their first job is to go out and find these client...

Find other enlightening terms in Shmoop Finance Genius Bar(f)